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Scott (Kenneth E.) papers
SC1376  
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Papers, 2018-003 Accession ARCH-2018-003

Box 1

Course materials: Business Associations I. Spring 1973. Law 239; Public Regulation of Banking Institutions Fall 1973 (Topics I, IIA, IIC, IIC, III, IV); Public Regulation of Banking Institutions Fall 1975 (Topics I, IIA IIB, IIC, III); Public Regulation of Banking Institutions Fall 1977 (Topic III) 1973-1977

Box 2

Course Materials: Business Associations I 1973; Public Regulation of Banking Institutions 1971-1977 1971-1977

Box 3

Paper drafts related to "Corporate Governance And East Asia" (1998 and 1999); research files for courses; course readers for Law 243 (Spring 2002) and Law 299 (Spring 2003); Committee on Physical Education and Recreation, 1993-1996; research folder with drafts on Catastrophic Risk and reinsurance, 1994; fifteen 3.5mm floppy discs (CAPER, Articles, comments; manuscript, exam, academy, reading list for Monitoring large firms, ANNRPT, Recommend, BAII, BAI, business, courses, corresp, annual reports) 1993-2003

Box 4

ACAA Conference: ALI Corporate Governance Conference Proposals; ALI Corporate Governance; Books (Business Associations I, Posner, Corporations, Corporations manuscript/research materials) Case law photocopies; Course materials: Business Associations I and II (1969-1997) 1969-1997

Box 5

Course materials: Banking Institutions IIB, IIC, IIIA, IIIB IV, IVB (assigned readings, articles, and books) 1965-1982

Box 6

Course materials: Private Firms, Law 243, Spring 2001; Business Associations II, Law 240, Spring 1995 and Spring 1999; correspondence 1995-1996, 1998; drafts for articles, "Taking Shareholder Protection Seriously: Corporate Governance in the United States and Germany"; "Does Bank Regulation Retard or Contribute to Systemic Risk?"; paper Electronic Commerce Revisited, on the occasion of the Baxter Symposium, 1998; papers from the Catastrophic Risk conference 1994; annual report of the Committee on Athletics, Physical Education and Recreation (CAPER) 1995-1996; CEO study 1992; draft of book chapter CEO Performance, Board Types and Board Performance: A First Cut; letters needing signature 1992-2001

Box 8

Course materials: Banking Institutions IA, IB, IIA, IIB (evaluations, publications, clippings, exams, correspondence, student papers, assigned readings);

Box 8A

Research materials: Public regulation of banking institutions; bibliography of business law articles 1973

Box 9

Stanford Heart Program. CAPER. Stanford Judicial Council. Consulting: Citicorp AB 1926 (statements and bill review); UCB-NSF; Pennezoil v Texas; Wool v Tandem; FSLIC v Molinazo; Thomsen v Xidex. Conferences: Corp Governance (multiple years); Law Teachers Round Table; ABA Annual Meeting; FCC Licensing. Finance Theory in Corp Law 1966 - 1990

Box 10

"Insider Trading: Rule 10b-5, Disclosure and Corporate Privacy" Drafts, Research Materials, and Correspondences; Securities Research Seminar Student Papers, Articles, and Newspapers; Conference on the Law and Economics of Privacy Materials; Commercial Privacy Papers; Insider Trading Cases and Articles; BNA's Corporate Practice Series; Derivative Prints 1977-1982

Box 11

Course materials: LAW 299. Contemporary Issues (readers); LAW 465; Private Firms. Research materials: Stigler Public Control of the Economy; Rational Fraud; Evaluation of Financial Statements 2002-2003

Box 12

Security Pacific research, background documents, and bound, numbered copy of "Security Pacific Strategy 1983-1995); Triton; work on Glass-Stegall for Federal Reserve (1986) and earlier research memos on Glass-Stegall; Glass-Stegall and Sears banking; Savings and Loan research for clients including Dean Witter (1982); Sears banking research, 1982-1984; Micropro Securities litigation, 1987; Bell National Corporation records relating to Scott's part in settlement litigation 1981-1992

Box 13

Law school files: Faculty minutes; faculty appointments; faculty promotion + tenure; curriculum; externships; admissions communication; faculty research; admissions committee; school placement; etc. Stanford Senate papers. Commonwealth Proposal. Supreme Court Nominees. Research + Interdisciplinary Committee.

Box 14

Financial seminar/conference papers: Western Econ Association; Konstanz Symposium; Risk and Efficiency Panel; Columbia University (financial regulation); Brooklyn State + Fed Roles in Deposit Insurance; CBA Bank Council; Financial Industry Deregulation (12/1981); Mellon Bank (1978); S&L HC Training Seminar. FIC, FDIC, FSLIC, and AEI cases and papers. Controller materials 1978-1995

Box 15

Course materials: Securities Regulation (exams materials, assigned readings). Research Materials: Matthews - Harper (re loans as securities); Harper v. Harper; Banking and Insurance; NAMSB Conversions to Stock; Bank of America Realty Investors - 1981 Offering; U+I (1981) - Non-underwritten rights and offering and comment letter; Cermetek Underwriting Documents; New York State and City Debt 1970-1990

Box 16

Research materials: J.E.L.1985 - Review of McKenzie's Const. Economics; Redistribution - Report and staff paper on economic policy; Hoover - Reg. Conf - July 1979 1979-1985

Box 17

Petitions for rehearing DCA, 1979; ABA-IBA case - cert petition; seventeen Week At-A-Glance Planners, 1997-1998 - 2013-2014; 1976-2014

Box 18

Course materials: Law 230 Administrative Law, 1976-1977 (syllabus, assignments, examination materials, lecture notes, assigned readings; Legal Office Directory 1976-1999

Box 19

Correspondence with Rudolf Richter and others, conference papers; personal correspondence 1970s-80s; Stanford TIAA-CREF 1980s; 1970s-1980s,1983-1987

Box 20

Course materials : LS I, 1973 (assigned readings); Law 235 Banking Seminar, 1987 (assigned readings) Bus 320 Money and Capital Markets, 1969 (syllabus and notes); Law 239A Business Associations I-A, 1993 (syllabus and notes); Business Associations I, 1966 (lecture notes); Business Associations I(syllabus and notes) Corporations 622F, 1988 (syllabus, notes, and readings); Business Associations I, 1978 (syllabus and notes) 1966-1993

Box 21

Theory of legal sanctions and incentives, by P. Cootner and K. Scott, summer 1973; drafts of the same manuscript; course Contemporary Issues - Financial Reporting and Contemporary Governance, spring 2003; course Contemporary Issues, spring 2003; course Business Associations 1-A, fall 1993; course Seminar in Finance and Investment, spring 1991; 1973-2003

Box 22

Course materials: Contemporary Issues - Financial Reporting and Contemporary Governance Spring 2003, Contemporary Issues Spring 2003, Business Associations 1-A Fall 1993, Seminar in Finance and Investment Spring 1991 1973-2003

Box 23

Course materials: Corporations; Business Associations I and II (class and lecture notes) Private Firms I and II (course packets and lecture notes). Research materials: Cooley Godward LLP. 2001; Finance Theory. 463, 1991 1991-2002

Box 24

Course Materials: Private Firms, Business Associations II; Finance and Investment. Research materials: Stigler 1988; Theory of Legal Sanctions and Incentives. 1973-2000

Box 25

Court cases: Case 13-317: Halliburton Co. and David Lesar v. Erica P. John Fund, Inc. fka Archdiocese of Milwaukee Supporting Fund, Inc.; reports and depositions by Scott, correspondence; The Clearing House NYC 2013; Building on Bankruptcy: The Resolution Project, Hoover Institution; Dodd-Frank; Chapter 14 2.0 bankruptcy and restructuring; Basel Committee; Korea-International Conference: Capital Market Development and Sustainable Growth, World Bank, Ministry of Finance and Economy of Korea 1999-2014

Box 26

Course materials, articles, notes: Law 237 (Banking Institutions), Law 235 (Banking Seminar); redlining notes, banking notes; newspaper clippings; press releases; securities regulation notes 1978-1988

Box 28

Course materials: Math 5; Accounting + Corp. Governance "Frauds"; EES 231a; Statistics 60-160; Decision Making. Game Theory Workshop Handouts. Paul Meier Regression Lectures. Insurance and Risk Lecture 1968-2003

Box 29

Enron-Batson Report 11/4/03; Appendix B to Final Report of Neal Batson, etc.; articles on the Enron case; book draft; materials for March 5-6, 2015 Hoover Institution conference on regulation and the rule of law; correspondence regarding book draft; drafts of publication 2009-2011; 1982 conference paper; 1987 Law and Economics Conf. 1982-2011

Box 31

Legal materials: Comey, Resarafim, RE: David Cheng Teh, D's 311 Due Dilligence, Bakewell v Pitt, Fertitta TIRWR, CV. Manji v. Loomis, Expert Report Southern Pacific, Hong Kong Ken Scott FIL v. TCW, Webb Cov, TCI, Stock Price Marts, FDIC, Merril Lynch, Roger Soale and Tammie Soale v Garlock Inc. 1989 - 2006

Box 32

Legal Articles. Course materials: Law 243 (Private Firms); Business 312; Law 347 (Securities Research Seminar). Final Exams in Corporations; Securities Regulation Notes #1 - #3. 1971-2002

Box 33

Course materials; legal materials: Common Fund for Non-Profit Organization v KPMG Peat Marwick, Committee of Banking, Housing, and Urban Affairs. No. 70Y181 00036403, ReDep v S.C. Johnson. Chuck - FPI Partnership, ASB v UBS - Purchase of "Split Rated" CDO's Richard Earl Amtower, Veeco April 2007 D&O Liability, FRB - Bank Mergers Kenneth Scott, DFS Trusts Cases, Resolution Trust Corporation General Report, Common Fund v KPMG Deposition Transcript and Materials, court case 2001 no. 45 correspondence and court case materials 1992-2005

Box 34

Shadow Financial Regulatory Committee. Luncheon Discussion. LCFI - Herring. Bank regulation. DS Insolvency Duties. Several conference presentations. 2001-2014

Box 35

Files of lectures, major publications, law reviews, correspondence between Kenneth Scott and others, "Financial Turmoil and Central Bank Responses: US, UK, EU, Japan, and Others" Cross-Borders July 25th Workshop, Resolution of Failed Financial Institutions: Orderly Liquidation Authority and a New Chapter 14, Resolution Project Meeting, Yale Journal on Regulation, BCP Housing, RP-3 and RP-2, Real Estate Law Symposiums 2010-2013

Box 36

Papers related to visiting fellowships at the American Academy in Berlin; John M. Olin Program in Law and Economics working paper series; high finance and court rulings such as USA vs. Mark D. Lay (2010); transcript of Hedge Fund & Private Investment Resource Center Public Policy Roundtable Discussion on March 7, 2007; notes on the regulation of hedge funds; ISDA contract sample; Financial Crisis 2008; Global Markets Working Group January 26, 2008 at Hoover Institution; 2011 FMA European Conference; Congressional Oversight Panel for Economic Stabilization, Dept of the Treasury, Dec. 30, 2008; papers and presentation materials; Financial Economists Roundtable Statement on the International Competitiveness of US Capital Markets, Aug. 20, 2007; draft FER policy statement; Financial Economists Roundtable 1993-2008; RP3-2013; drafts about the private sector bail-in initiative; FER drafting committee notes, 2012; Derivatives and CCPS; paper on "Bankruptcy, Banks, and Non-bank financial institutions"; proposed Dodd-Frank Section 943 Rules; GAO meeting notes; toxic assets;Lehman bankruptcy drafts; Amtrust briefing

Box 37

Joint Hoover/Brookings conference "The US Financial System: Five Years after the Crisis," op-eds and presentations on the financial crisis and corporate governance, files and notes on regulatory reform, FICA arbitration 1980-2014

Box 38

Files of publications, slides from presentations, correspondence, and notes on court cases, Lehman report and chapter 11 plan, "SR" (Systemic Risk), Shadow Financial Regulatory Committee, American Enterprise Institute, Basel and Bank Capital, Morrison-Foerster, Basel Committee on Banking Supervision, Basel III Capital Framework 2003-2013

Box 39

Presentation materials; academic council member materials; Resorting Trust report (2003); American Bar Association Task Force on Corporate Responsibility report (2003); research files on credit ratings, securities regulation and the International Monetary Fund; Financial oversight of Enron; Enron bankruptcy case, research materials and notes; Securities and Exchange research materials; Franklin National Takeover panel materials; Financial Markets 1999 conference binder 1999-2003

Box 40

reprints on the myopia of American financial markets and industries; Civil Action No. H-01-3264 Consolidated Cases (Enron) with related news articles; Shadow Financial Regulatory Committee 2014-2015; emails and Chapter 11 Case No. 08-13555 (JMP) (Jointly Administered), regarding Lehman Brothers; testimony before Committee on Banking, Housing and Urban Affairs, United States Senate, Feb. 4, 2010 and other legal documents related to the FDIC; Stanford Law School response to politics of Dodd-Frank, lectures materials and notes; Resolution Project meeting re Chapter 11, 2010; Proposed Banking Law California Financial Code, Division 1 Recodification; Review Book; presentation on Corporate Governance and Board Best Practices, Perspectives of Shareholder Protection for Directors' College, Monterrey, Mexico, 4 September 2014 and notepad; 1989 Provost's Task Force on Faculty/Staff Recruitment; Blue Binder Discussion Topics 1988-2010