Stanford's Research Policy Handbook

Medical Progress: A Miracle at Risk

Cost Accounting Standards Board Disclosure Statement (July 1995)

Analysis of False Claims Act at Stanford University

Financial Responsibility at Universities

Decanal Indirect Cost Study

Congressional Hearing Transcript

Science Subcommittee Hearings (April 21-23, 1995)

Sponsored Projects Report for the Year Ended Aug. 31, 1996

Memorandum of Understanding between Federal Government and Stanford University, Vol. I and II (2 copies each)

Stanford University Response to DCAA Audit Report Number 7311-90V43510004 (0353)

"DCAA Report on Review of SU Library Studies and Related Office of Naval Research Studies", Vol. I and II

DCAA's Involvement in Memoranda of Understanding, Special Studies and Negotiations at SU, Commentary and Documents

Report Inquiry into SU Overhead Rates (2)

Special Advisory Panel to SU: Standards of Accountability - Federal Research Costs

Auditing Expenditures and Negotiating I-C Rates for Government Funded Research and Other Activities at Universities: An Options Paper for the A21 Task Force

Tuition Remission for Graduate Research Assistants

Janet's IDC collection

Response to MOU Audits 6/31/92 (3)

Cost Policy and Chart of Accounts

SU Efforts to Seek Audits (April 1991)

DCAA/MOUS, studies/negotiations

Doc. No. 413 (April 8, 1911)

Library Study (Vol. I and II)

Document #120

Federal Research (System for Reimbursing Universities' Indirect Costs Should be Reevaluated)

SEMATECH Program

University Research, Controlling Inappropriate Access

Small Business Research

Congressional Report (June - August 1992)

Task Force Member Reports (CA fiscal reform) - recommendations/summary

Stanford Magazine (July/August 1997

Campus Plan for Second Century

Indirect Cost Review - Larry Horton - #1245-1301

Indirect Cost Review - Larry Horton - #1302-1370

Indirect Cost Review - Larry Horton - #1171-1244

Indirect Cost Review - Larry Horton - #1-82

Papers: Selected Materials; Prepared Statements; Controller's Office Efforts; Transcripts of Hearings; Arthur Anderson Review

Special Addresses

Interim Report on Implementation of Internal Control Recommendations Related to Federal Contracts & Grants March 31, 1992 (2)

Economic Impact, Yale & New Haven

Stanford University Response to DCAA Audits for 1981-88, Vol. I thru VII

Stanford University Response to DCAA Report on Proposed Overhead Rates 1991-92

Indirect Cost Review - Larry Horton - #1146-1170

Indirect Cost Review - Larry Horton - # 1078-1145

Indirect Cost Review - Larry Horton - #788-863

Indirect Cost Review - Larry Horton - #741-787

Indirect Cost Recovery April 7, 1982

FY92 Indirect Cost Rate Proposal

Congressional Subcommittee Hearings IDC, May 9, 1991

Transcript January 21, 1992

Congressional Subcommittee on Environment, Energy & Natural Resources Request, August 28, 1991

GAO questions and lists

DMT's Hoover, Hanna, Lake houses

Report on Agreed-Upon Procedures with Respect to Internal Audit Report #995

Report on Review of Internal Controls Related to Federal Contracts/Grants

Interim Report on Implementation of Internal Control Recommendations

Stanford University FY81 - FY88 Audit Response, ONR Presentation

Claim by Board of Trustees for Indirect Costs of Research

Armed Services Board of Contract Appeals Statement of Jurisdiction

Files:

CRS issue brief

Budget

GAO/IDC

COGR comparative IDC

IDC contract proposal

Slides

Basic Research Info

Basic Research

A-21

A-21 Revision 1992-93

20/20 Transcripts

Clnton 44% Cut - IDC

Conflict of interest

Tax stuff

IDC/Clnton budget March 1993

Biddle

Binders:

FY92 and FY93 Indirect Cost Proposals

Press IV

Report of the White House Science Council

Financing/Managing University Research Equipment

IC Associated with Federal Support of Research University Campuses

Analysis of Selected Federally Prescribed Research Administration Activities

The Indirect Cost Binder

Science & Tech transfer:

Stanford Complete Briefing Book with Attachments (VI)

VCU Chron Oct 1988 (I and II)

Indirect Cost Review - Larry Horton - #709-740

Indirect Cost Review - Larry Horton - #905-1000

Indirect Cost Review - Larry Horton - #1001-1077

Indirect Cost Review - Larry Horton - #864-904

Booklets re: Prepared Statements Hearings; Indirect Cost Analysis

Press Articles

SU FY81-FY88 Audit Response; ONR Presentation

SU Interim Report on Implementation of Internal Control Recommendations Related to Federal Contracts and Grants (3 copies)

SU Report on Review of Internal Controls Related to Federal Contracts and Grants (5 copies)

Sponsored Projects Report for the Year Ended Aug. 31, 1989

Sponsored Projects Report for the Year Ended Aug. 31, 1990

Hearing On Indirect Charges at Stanford, 3/13/91

Indirect Cost Study, 1987, 1988

Prepared Statements: Indirect Costs at SU 3/13/91

Selected Materials Relating to Indirect Cost

Federal research pamphlets

Summary/Req. of Proposals to Meet Research Facilities Needs on College Campuses

Funding by DoD

Binders:

Sidebottom (current)

Sidebottom (April 89/November 89)

Sidebottom (November 88/March 89)

Sidebottom (June 88/October 88)

Rob Eno's Chron, Part I

Binders:

IDC Press Clippings, 1-279 to 3/8/91

IDC Press Clippings II

IDC Press Clippings III

DCAA's Involvement in memoranda of Understanding, Special Studies and Negotiations at Stanford University - Commentary and Documents (4 copies)

SU Response to DCAA Audit Report #7311-90U43510004 (0353) Vol. I

Report on the White House Science Council

Stanford's Active Efforts to Seek Audits from DCAA - Commentary and Documents (5 copies)

Indirect Costs Associated with Federal Support of Research on University Campuses: Some Suggestions for Change

Utility Cost Allocation Study

Prepared Statements: Hearing of the House Subcommittee on Oversight and Investigations Committee on Energy : Comments on Indirect Charges at Stanford University (3/13/91)

Federal Support of Project Grants: Indirect Cost and Cost Sharing: Hearings (2 copies)

SU, A Program to Reform Financial Controls in Federally Sponsored Research, Stage 3, October 1991 (5 copies)

Special Advisory Panel to SU: Standards of Accountability - Fed. Research Costs

DCAA's Involvement

Mercury News FOIA Releases

Standards of Accountability Federal Research Costs

Financial Responsibility at Universities

IDC Press Index

IDC Review Withdrawals

Appendix to Memorandum of Stanford in Support of Request for Advisory Opinion and Other Relief (Supplement: Appendix)

Trustee Oversight Committee on IDC

IDC Settlement Press

IDC Management Team

Indirect Cost Study Schedules

Summary of Assumptions, Methodologies, Definitions, and Changes from Previous Years

Original transcript, 3/13/91

FY 91 IDC claim

AD Hoc Committee on IDC

SU FY 95-96: Indirect Cost Proposal, Staff Benefits Proposal

FY 92 IDC Cost Rate Proposal

FY 95-96 Indirect Cost Proposal (binder)

AF-12/Madey

Staff Benefits D.M.T.'s

Larry Horton 83-164

Staff Benefit Proposals

Judiciary Subcommittee Hearing on Qui Tam suits

Indirect Cost Analysis

Indirect Cost Waivers

Indirect Cost Analysis

Binders:

Fraud in Research Rule-making 10/88

Conference Tax Binder General

Conference Tax Binder Ap P/B etc.

Senate Tax Binder General

Folders:

Ken Bloem/Molly Coye meeting 12/12/92 Briefing Book

Korn testimony 3/28/90

Binders:

Senate Tax

After the Tax Bill

Report on IDC Waivers 1989-90 FY

SU FY 1994 and 1995 IDC Proposals

Binders:

Indirect Cost Review - Larry Horton vol. III (#165-246)

Indirect Cost Review - Larry Horton vol. IV (#247-323)

Indirect Cost Review - Larry Horton vol. V (#324-387)

Binders:

Indirect Cost Review - Larry Horton vol. VI (# 388-450)

Indirect Cost Review - Larry Horton vol. VII (# 451-514)

Photocopies of articles from PA Weekly on Indirect Costs 1992 (2)

Selected Materials Relating to Indirect Costs Prepared for Members of the Advisory Panel on Standards on Accountability, 1991 (5 copies)

Loma Prieta Earthquake Damage at SU and Repairs Required by Applicable Codes; Background Material. . . for FEMA, 1992 (2 copies)

Binders:

Documents #1371-1407

Documents #1409-1440

Documents #1441-1458

Documents #1459-1468

Five binders on tax reform

Loose miscellaneous folders

Binders:

Earthquake 89, Part 1

Earthquake 89, Part 2

Tax Reform (Bonds)

Benefits

Binders:

Stanford Complete Briefing Book with Attachments, I

Stanford Complete Briefing Book with Attachments, III

Unlabelled [various SU/government documents]

Folders:

Harvard Research

Stanford Research

MIT Research

Binders:

Appeal to the Regional Director of FEMA Region IX [re geology corner damage], 1993

FEMA

IDC Anthologies/Indices

Folders:

Earthquake Special Session November 1989

Damaged buildings maps

Binders:

Indirect Cost Review - Larry Horton vol. VIII 515-583 (May 91 - June 91)

Indirect Cost Review - Larry Horton vol. IX 584-650 (July 1991)

Indirect Cost Review - Larry Horton vol. X 651 - 708 (Aug. 1 - Sept. 11, 1991)

Audio/Visual Materials:

Stanford Alumni Association, D. Kennedy Speech in Senate Caucus Room, 2/19/91 (VHS)

20/20 Lead-in and story only (VHS)

Bay Area Newsmakers - KQED Tape off Air (VHS)

News Coverage of Stanford Hearings 3/13 - 3/14/91 (VHS)

Binders:

Book 13 Memoranda of Understanding between SU and US Government

IDC Press Releases V

IDC Press Releases VI

Audio/Visual Materials:

Biddle on KGO, 1/7/92 (audio cassette)

KQED - Biddle 9/25/92 (audio cassette)

House Committee Hearings: GAO Testimony I, GAO Testimony II, GAO/DCAA Testimony, DCAA/ONR Testimony, ONR Testimony, Stanford Testimony (7 VHS tapes)

C-SPAN - House Committee Hearings (9 VHS tapes)

Stanford's Research Policy Handbook 1995

Medical Progress: A Miracle at Risk 1993

Cost Accounting Standards Board Disclosure Statement 7/1995

Analysis of False Claims Act at SU 1993

Financial Responsibility at Universities hearings 1991

Decanal Indirect Cost (IDC) Study 1986-1987

Congressional Hearing Transcript

Science Subcommittee Hearings 4/21-23/1991

Sponsored Projects Report for the Year Ending Aug. 31, 1996

Memoranda of Understanding (MOU) between Federal Government and SU, Vol. I and II

Response to DCAA (Defense Contract Audit Agency) Audit Report Number 7311-90V43510004 (0353) "DCAA Report on Review of SU Library Studies and Related Office of Naval Research Studies", Vol. I

Response to DCAA Audit Report Number 7311-90V43510004 (0353) "DCAA Report on Review of SU Library Studies and Related Office of Naval Research Studies", Vol. II

DCAA's Involvement in Memoranda of Understanding, Special Studies and Negotiations at SU, Commentary and Documents 1991

Report of Inquiry into SU Overhead Rates 1/1991

Special Advisory Panel to SU: Standards of Accountability - Federal Research Costs

Auditing Expenditures and Negotiating I-C Rates for Government Funded Research and Other Activities at Universities: An Options Paper for the A21 Task Force 7/1992

Tuition Remission for Graduate Research Assistants

ONR correspondence, reports, memoranda

IDC Collection of Janet Sweet, Assistant Controller

Response to MOU Audits 6/31/92

SU Response to Procedures Related to DCAA 6/18/1991

Cost Policy and Chart of Accounts 1991

SU Efforts to Seek Audits 4/1991

DCAA Memoranda of Understanding Studies/Negotiations 4/9/1991

Document 413 4/8/1991

Document 120 10/1990

U.S. GAO (Government Accounting Office) Reports: Federal Research; SEMATECH Program; University Research; Controlling Inappropriate Access; Small Business Research 3-9/1992

Congressional Report 6-8/1992

California Fiscal Reform Task Force Member Report- Recommendations/Summary

Stanford Magazine Vol.24 No.4 7-8/1997

Campus Plan for Second Century 6/1991

Horton IDC Review I; 1-82

Horton IDC Review XIV; 1171-1244 6-7/1993

Horton IDC Review XX; 1245-1301 7/1993

Horton IDC Review XXI; 1302-1370 7-8/1993

Arthur Anderson & Co. Interim Report 3/1992

Information Distributed to U.S. GAO at Conference 10/1990

Selected Materials Related to IDC 1/1999

Stanford's Active Efforts to Seek Audits from DCAA 4/1991

IDC Hearing - Prepared Statements 4/1991

IDC Hearing -Transcript 4/1991

Special Addresses- Trustees, Etc. 1996-1999

Arthur Anderson & Co. Interim Report on Implementation of Internal Control Recommendations Related to Federal Contracts & Grants 3/31/1992

Economic Impact Study, Yale & New Haven 12/1993

SU Response to DCAA Report on Proposed Overhead Rates 1991-92

SU Response to DCAA Audits for 1981-88, Vol. I - III

SU Response to DCAA Audits for 1981-88, Vol. IV-VI

SU Response to DCAA Audits for 1981-88, Vol. VII

IDC Recovery 4/7/1982

SU FY92 Indirect Cost Rate Proposal 7/1991

Horton IDC Review XVIII; 1146-1170 1-5/1993

Horton IDC Review XVII; 1078-1145 9-12/1992

Horton IDC Review XIII; 788-863 "pre-hearing"12/1991-1/1992

Horton IDC Review XII; 741-787 10-11/1991

Congressional Subcommittee Hearings IDC, 5/9/1991

Transcript 1/21/1992

Congressional Subcommittee on Environment, Energy & Natural Resources Request, 8/28/1991

U.S. GAO Questions and Lists

Hoover, Hanna, Lake Houses DMT's

Coopers & Lybrand Report on Agreed-Upon Procedures with Respect to Internal Audit Report #995 9/1991

Arthur Anderson & Co. Report on Review of Internal Controls Related to Federal Contracts & Grants; Draft 6/12/1991& Final 7/15/1991

SU FY81 - FY88 Audit Response, ONR Presentation 7/15/1991

Claim by Board of Trustees for Indirect Costs of Research 8/1992

Armed Services Board of Contract Appeals Statement of Jurisdiction 1/27/1992

CRS Issue Brief 4/1992

Budget Documents: Graphics

GAO/IDC

COGR Comparative IDC

IDC Contract Proposal 5/1993

IDC Slides

IDC Basic Research Information

A-21

A-21 Revision 1992-93

20/20 Transcripts

Clinton 44% Cut

Conflict of Interest

Tax Stuff

IDC/Clinton Budget 3/1993

Biddle

SU FY92-93 Indirect Cost Proposals 7/6/1992, Supplement 7/13/1992

IDC Press Releases IV; 830 8/15/1991

Report of the White House Science Council 2/1986

Financing/Managing University Research Equipment 1985

IDC Associated with Federal Support of Research University Campuses 12/1988

Analysis of Selected Federally Prescribed Research Administration Activities 4/1987

Indirect Cost Binder

Science & Technology Transfer Including: Simplified/Standardized Model Agreements for University-Industry Cooperative Research; Trends in Tech Transfer at Universities Report: AAU; Free Electron Research Center; California Engineering Center Action Agenda for Competitiveness

SU Complete Briefing Book with Attachments VI

Velina Underwood (Office of Public Affairs) Chronological 10/1988 I and II

Horton IDC Review XI; 709-740 9-10/1991

Horton IDC Review XV; 905-1000 2-5/1992

Horton IDC Review XVI; 1001-1077 5-8/1992

Horton IDC Review XIV; 864-904 1-3/1992

Hearings Prepared Statements 3/13/1991

Indirect Cost Analysis Schedules 1/1994

Press Articles, Correspondence & Information on Biddle

SU FY81-FY88 Audit Response; ONR Presentation 7/15/1992

Sponsored Projects Report for the Year Ending Aug. 31, 1989

Sponsored Projects Report for the Year Ending Aug. 31, 1990

Hearing On Indirect Charges at Stanford, 3/13/91

Indirect Cost Studies 1987, 1988

Selected Materials Relating to Indirect Cost 1/22/1991

Federal Research Pamphlets

Summary/Req. of Proposals to Meet Research Facilities Needs on College Campuses 4/13/1987

Peter Sidebottom (Assistant Director for Government Relations) Chronological

Sidebottom Chronological 4-11/1989

Sidebottom Chronological 11/1988-3/1989

Sidebottom Chronological 6-10/1988

Rob Eno (Office of Public Affairs) Chronological I

IDC Press Releases I; 1-279 3/8/91

IDC Press Releases II; 280-584 3-5/1991

IDC Press Releases III; 585-829 5-7/1991

Stanford's Active Efforts to Seek Audits from DCAA - Commentary and Documents

Indirect Costs Associated with Federal Support of Research on University Campuses: Some Suggestions for Change

Utility Cost Allocation Study

Hearing of the House Subcommittee on Oversight and Investigations Committee on Energy: Comments on Indirect Charges at Stanford University 3/13/91

Federal Support of Project Grants: Indirect Cost and Cost Sharing: Hearings I & II

SU Program to Reform Financial Controls in Federally Sponsored Research, Stage 3 10/1991

Special Advisory Panel to SU: Standards of Accountability - Fed. Research Costs

DCAA's Involvement Draft

Mercury News FOIA Releases 1990

SU Special Advisory Panel- Standards of Accountability Federal Research Costs

Hearing- Financial Responsibility at Universities U.S. GAO Serial 102-33

IDC Press Index 1986-1994

IDC Review Withdrawals 1991

Memorandum of SU in Support of Request for Advisory Opinion and Other Relief Supplement, Appendix 1991

Trustee Oversight Committee on IDC

IDC Settlement Press 1994

IDC Management Team

SU FY89 Indirect Cost Study Schedules

SU FY89, FY91 Summary of Assumptions, Methodologies, Definitions, and Changes from Previous Years

Original Hearing Transcript 3/13/91

SU FY91 IDC claim

Ad Hoc Advisory Committee on IDC

SU FY95-96: Indirect Cost Proposal 5/30/1994

AF-12, John Madey

Staff Benefits DMTs & IDC Cost Waiver FY89-90 5/16/1991

House Judiciary Subcommittee Hearing on Qui Tam suits 4/1/1992

Horton IDC Review II; 83-164

SU FY95-96 Staff Benefits Proposals #24 6/7/1994

SU FY90 IDC Study #32 1/1993

SU FY92 IDC Analysis #35

Fraud in Research Rule-making 10/88

ABA Conference on Tax-Exempt Charitable Organizations: General Tax Binder 11/13-14/1986

Conference Tax Binder: Appreciated Property P/B etc.

Senate Tax Binder General

Ken Bloem/Molly Coye Meeting Briefing Book 12/12/92

Senate Appropriations Subcommittee on Labor, Health & Human Services: David Korn Testimony 3/28/90

Senate Tax Binder 1986

After the Tax Bill (U.S. Tax Reform Act of 1986) Binder

SU FY89-90 Report on IDC Waivers 5/7/1991

SU FY94-95 IDC Proposals

Horton IDC Review III; 165-246

Horton IDC Review IV; 247-323

Horton IDC Review V; 324-387

Horton IDC Review VI; 388-450

Horton IDC Review VII; 451-514 4-5/1991

IDC Press Clippings: PA Weekly, etc.1992

Selected Materials Relating to Indirect Costs Prepared for Members of the Advisory Panel on Standards on Accountability, 1991

Loma Prieta Earthquake Damage at SU and Repairs Required by Applicable Codes; Background Material. . . for FEMA, 1992

Horton IDC Review 1371-1407

Horton IDC Review 1408-1440

Horton IDC Review XXIV; 1441-1458

Horton IDC Review XXV; 1459-1468

SU FY89-90 IDC Waiver Report 5/16/1991

Tax Reform: Charitable Giving, Appreciated Property, Gifts, Non-Itemizers 1985

Tax Reform: General, Government, Proposals & Positions

Tax Reform: General, Status Updates, Press, Ad Hoc Tax Committee

Tax Reform: Benefits-Pension, Educational Assistance, R&D Credit, Scholarships & Fellowships, State & Local Taxes

Tax Reform: General, Briefs, Positions, Communications, Analyses, Lobby Letters

Tax Reform: Bonds

Tax Reform: Briefs, Communications, Proposals, Notes, Lobby Letters

SU/Hoover Testimony & Articles

Reading Packet for Distribution

Earthquake 89 1 & 2

Harvard Research

Stanford Research

MIT Research

SU Dingell Complete Briefing Book with Attachments, I

Misc. reports & Correspondence re: MOUs, etc.

Loma Prieta Earthquake Damage at SU "incomplete, do not use" 5/1992

Appeal to the Regional Director of FEMA Region IX (re: Geology Corner Damage) 1993

FEMA

IDC Anthologies/Indices

Earthquake Special Session November 1989

Damaged buildings maps

Horton IDC Review VIII 515-583 5-6/1991

Horton IDC Review IX; 584-650 7/1991

Horton IDC Review X; 651-708 8-9/1991

Book 13 Memoranda of Understanding between SU and US Government

IDC Press Releases V

IDC Press Releases VI

Audio-Visual Materials:

SU Alumni Association, Donald Kennedy Speech in Senate Caucus Room, 2/19/91 (VHS cassette)

20/20 Lead-in and Story Only (VHS cassette)

Bay Area Newsmakers - KQED Tape off Air (VHS cassette)

News Coverage of SU Hearings 3/13 - 3/14/91 (VHS cassette)

Biddle on KGO, 1/7/92 (audio cassette)

KQED - Biddle 9/25/92 (audio cassette)

House Committee Hearings: GAO Testimony I, GAO Testimony II, GAO/DCAA Testimony, DCAA/ONR Testimony, ONR Testimony, SU Testimony (7 VHS cassettes)

C-SPAN - House Committee Hearings (9 VHS cassettes)

Dingell Committee Briefing Book – Table of Contents

Dingell Committee Briefing Book – Testimony

Dingell Committee Briefing Book – General (1)

Dingell Committee Briefing Book – General (2)

Dingell Committee Briefing Book – Unallowable Items

Dingell Committee Briefing Book – Specific Items (1)

Dingell Committee Briefing Book – Specific Items (2)

Indirect cost – news clippings, Jan.-Mar. 1992

"Stanford University's Response to Challenges to the Memoranda of Understanding," March 4, 1992

Peat, Marwick, Mitchell & Co. Study of Indirect Cost Rates of Organizations Performing Federally Sponsored Research, prepared for Stanford University, November 1977

RESTRICTED FOLDERS:

UCSF/STANFORD – legislation, 1996-97

UCSF/STANFORD – correspondence and memos (1 of 3)

UCSF/STANFORD – correspondence and memos (2 of 3)

UCSF/STANFORD – correspondence and memos (3 of 3)